Markets by Trading view

FCA

GCEX Expands Global Footprint with New Office in Kuala Lumpur

GCEX, an FCA regulated digital brokerage that enables brokers, funds and professional traders to access deep liquidity in digital assets and FX has opened an office in Kuala Lumpur.

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How I Bluffed My Way to a Six-Figure Job Offer From Binance’s Regulatory Team (Part Three)

To my mind remarkably, Binance seemed to find my minimal regulatory knowledge sufficient to believe I was indeed an expert of ten years’ experience, and ...
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journalist gets job offer from Binance

How I Bluffed My Way to a Six-Figure Job Offer From Binance’s Regulatory Team (Part Two)

Is Binance serious about becoming “even more compliant?” Or are they simply seeking to hire a couple of people who appear to be experts, just ...
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Barclays new CEO Venkat

What do we know about the new CEO of Barclays?

How much of the Ghislaine Maxwell trial affected the exit of previous CEO, Jes Staley, is hard to say. But today is all about the ...
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It is easy to see why, in the context of the UK, such a law may be needed. Of the more than 460,000 Suspicious Activity Reports sent by UK banks to the UK Financial Intelligence Unit in recent years for suspicious transactions, the government’s Law Commission concluded that many were of “low-quality” and that many banks had a poor understanding of their reporting obligations, reporting less to assist the authorities than to avoid a law suit.
An equity trader throws client documents into a home office wastepaper basket, making a mental note to deal with its proper disposal later; a front-office salesperson unknowingly discusses confidential information in earshot of a roommate, who happens to work at a competing dealer; a bond trader working remotely leaves their computer unlocked and steps out to run an errand, and another house member quickly uses the computer to access the Internet, unaware that “hotkeys” are enabled, resulting in unintentional buying and selling of various securities; and a financial adviser, frustrated at being unable to dial into a recorded phone line, gives up and calls the client using his personal mobile phone.
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